JSCC prides itself in taking a robust approach in ensuring our clients are compliant.
We have expert advisors in all fields within Financial Services and have worked with a variety of businesses.
From start-ups and small businesses seeking FCA authorisation and implementation of regulation and compliance frameworks to banks and building societies as well as insurance providers.
JSCC has also worked with clients in providing legal advice, dispute resolution and contract reviews. We have worked with clients in the following capacities:
- Authorised Professional Persons
- Collective Investments Funds
- Company Service Providers
- Consumer Credit Providers
- Insurance Providers
- Corporate Finance Firms
- Custodians/Depositaries
- Discretionary fund managers
- Electronic Money Issuers
- Energy Market Participants
- IFA (incl IFA divisions of financial institutions)
- Institutional investment management
- Investment Banks
- Multi lateral trading facility
- Payments Services Institutions
- Private Client investment management
- Restricted financial advisers
- Retail investment management
- Securities and Futures firms
- Stockbrokers
- Third party product providers